Chequers Financial Management, LLC (“Chequers”) is an SEC registered investment adviser (RIA) located in California, however, such registration does not imply a certain level of skill or training and no inference to the contrary should be made. Chequers and its representatives are in compliance with the current registration and notice filing requirements imposed upon SEC registered investment advisers by those states in which Chequers maintains clients. Chequers may only transact business in those states in which it is notice filed, or qualifies for an exemption or exclusion from notice filing requirements. Chequers’s web site is limited to the dissemination of general information regarding its investment advisory services to United States residents residing in states where providing such information is not prohibited by applicable law. Accordingly, the publication of Chequers’s web site on the Internet should not be construed by any consumer and/or prospective client as Chequers’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Furthermore, information on this Internet site should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Chequers. Any subsequent, direct communication by Chequers with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Chequers, please contact the United States Securities and Exchange Commission on their web site at www.adviserinfo.sec.gov. A copy of Chequers’s current written disclosure statement discussing Chequers’s business operations, services, and fees is available from Chequers upon written request.
This correspondence may contain forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities and Exchange Act of 1934. Such forward-looking statements can generally be identified by our use of forward-looking terminology such as "may", "will", "expect", "intend", "anticipate", "estimate", "believe", "continue" or other similar words. Readers of this correspondence should be aware that there are various factors that could cause or contribute to such differences including, but are not limited to, changes in general economic and business conditions, industry trends, changes in government rules and regulations (including changes in tax laws) and increases in interest rates. Accordingly, readers are cautioned not to place undue reliance on these forward-looking statements which speak only as of the date of this correspondence.
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